Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • SMF3 Executive Director (11 Dec 2020 to 31 Oct 2025)
    • [FCA CF] Client dealing (2 Sep 2020 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (2 Sep 2020 to 31 Oct 2025)
    • [FCA CF] Significant management (2 Sep 2020 to 31 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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