Dayrell Shane Gallwey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GUINNESS ASSET MANAGEMENT LIMITED

    FRN 223077

    • 14. Managing investments
    • CF1 Director (AR) (since 31 Oct 2023)
    • CF3 Chief Executive (AR) (since 31 Oct 2023)
    • CF30 Customer (since 31 Oct 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (8 Jul 2013 to 8 Dec 2019)
  • Guinness Ventures Limited

    FRN 1002971

    • (16)Employed By (since 31 Oct 2023)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (1 Nov 2007 to 24 Aug 2012)
    • CF21 Investment Adviser (13 Jun 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Jul 2002 to 6 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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