Dax Bayley

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited

    FRN 192666

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2025)
  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (33)[FCA CF] Manager of certification employee (1 Oct 2024 to 19 Dec 2024)
    • (34)[FCA CF] Functions requiring qualifications (12 Dec 2019 to 19 Dec 2024)
    • (32)[FCA CF] Client dealing (12 Dec 2019 to 19 Dec 2024)
    • (31)CF30 Customer (10 Aug 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (31)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (32)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function added: (33)[FCA CF] Manager of certification employee at ELLIS BATES WEALTH MANAGEMENT LTD

  4. controlled function added: (34)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD