Dawn Walker

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Right Advice (Mortgages) Ltd

    FRN 998382

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
    • SMF16 Compliance Oversight (since 6 Nov 2023)
    • SMF3 Executive Director (since 6 Nov 2023)
    • Responsibility for MCD Intermediation (since 6 Nov 2023)
    • Responsible for Insurance Distribution (since 6 Nov 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Nov 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (9 Dec 2010 to 2 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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