Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 22 Oct 2025)
- CF30 Customer (since 21 Oct 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2025)
- CF30 Customer (12 Jul 2011 to 12 Sep 2025)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.