Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Julius Baer International Limited
FRN 139179
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 29 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 29 Oct 2025)
- [FCA CF] Manager of certification employee (13 Mar 2024 to 2 Dec 2024)
- [FCA CF] Functions requiring qualifications (1 Apr 2020 to 2 Dec 2024)
- [FCA CF] Client dealing (1 Apr 2020 to 2 Dec 2024)
- CF30 Customer (20 Jun 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.