Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 24 Jan 2014)
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DMC Financial Services (NI) Limited
FRN 475178
- (1)Employed By (since 24 Jan 2014)
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- CF21 Investment Adviser (22 Aug 2005 to 30 Jan 2007)
- CF22 Investment Adviser (Trainee) (3 May 2005 to 22 Aug 2005)
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- (2)Employed By (3 May 2005 to 30 Jan 2007)
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- CF22 Investment Adviser (Trainee) (14 Oct 2004 to 30 Apr 2005)
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- CF22 Investment Adviser (Trainee) (14 Oct 2004 to 30 Apr 2005)
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- Employed By (14 Oct 2004 to 30 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.