Davina Anne Olson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WOODWARD MARKWELL FINANCIAL ADVISERS LTD

    FRN 146449

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 29 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2022)
    • Responsible for Insurance Distribution (since 29 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (1 May 2018 to 8 Dec 2019)
    • CF30 Customer (10 May 2010 to 8 Dec 2019)
  • EAST ANGLIAN FINANCIAL PLANNING LTD (no longer approved here)

    FRN 605096

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2022)
    • Responsible for Insurance Distribution (7 Dec 2018 to 25 Nov 2019)
    • CF10 Compliance Oversight (7 Dec 2018 to 25 Nov 2019)
    • CF11 Money Laundering Reporting (7 Dec 2018 to 25 Nov 2019)
    • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
    • CF1 Director (7 Aug 2018 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (31 Aug 2005 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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