Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 31 Oct 2023)
    • [FCA CF] Material risk taker (since 31 Oct 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 31 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Oct 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Oct 2023)
    • [FCA CF] Material risk taker (since 31 Oct 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (16 Sep 2014 to 4 Sep 2015)
  • Arma Partners LLP (no longer approved here)

    FRN 454270

    • CF30 Customer (25 Jun 2013 to 4 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.