Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 31 Jan 2020)
    • [FCA CF] Manager of certification employee (since 31 Jan 2020)
    • [FCA CF] Client dealing (since 6 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Jun 2019)
    • [FCA CF] Client dealing (since 6 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • CF30 Customer (6 Feb 2019 to 28 May 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (7 Mar 2016 to 28 May 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 28 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.