Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (22 Aug 2019 to 12 Mar 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 24 Aug 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 18 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 18 Nov 2021)
- CF30 Customer (2 Mar 2011 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.