Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Material risk taker (16 Mar 2016 to 31 Aug 2020)
    • [FCA CF] Client dealing (16 Mar 2016 to 31 Aug 2020)
    • [FCA CF] Manager of certification employee (16 Mar 2016 to 31 Aug 2020)
    • CF30 Customer (17 Jul 2009 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 21 May 2008)
    • CF26 Customer Trading (15 Feb 2007 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF26 Customer Trading (1 Dec 2001 to 20 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.