Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Squarepoint Capital LLP (no longer approved here)

    FRN 627994

    • [FCA CF] Manager of certification employee (26 Feb 2024 to 3 Apr 2025)
    • [FCA CF] Client dealing (24 Feb 2023 to 3 Apr 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (5 Nov 2021 to 31 Jan 2023)
    • [FCA CF] Client dealing (5 Nov 2021 to 31 Jan 2023)
    • [FCA CF] Manager of certification employee (5 Nov 2021 to 31 Jan 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 31 Jan 2023)
    • [FCA CF] Material risk taker (14 Jun 2018 to 31 Jan 2023)
    • [FCA CF] Client dealing (13 Jun 2016 to 31 Jan 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 31 Jan 2023)
    • [FCA CF] Material risk taker (14 Jun 2018 to 31 Jan 2023)
    • [FCA CF] Client dealing (13 Jun 2016 to 31 Jan 2023)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
    • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Apr 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Apr 2016)
    • CF30 Customer (5 Oct 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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