Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2024)
    • CF30 Customer (9 Oct 2013 to 6 Mar 2016)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2024)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2024)
    • CF30 Customer (7 Oct 2008 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF21 Investment Adviser (4 Sep 2006 to 25 Jun 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (21 Apr 2004 to 20 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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