Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2024)
- CF30 Customer (9 Oct 2013 to 6 Mar 2016)
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Citibank Europe plc
FRN 211646
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2024)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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Citibank, N.A.
FRN 124704
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2024)
- CF30 Customer (7 Oct 2008 to 6 Mar 2016)
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- CF21 Investment Adviser (4 Sep 2006 to 25 Jun 2007)
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- CF21 Investment Adviser (21 Apr 2004 to 20 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.