David Wise

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JLM MORTGAGE NETWORK LTD

    FRN 300629

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 5 Nov 2021)
  • The Finance Planning Group Limited (no longer approved here)

    FRN 715721

    • Appointed representative dealing with clients for which they require qualification (20 Jul 2021 to 1 Oct 2022)
    • [FCA CF] Functions requiring qualifications (7 Jul 2021 to 20 Jul 2021)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (18 Nov 2002 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (18 Nov 2002 to 18 Nov 2002)

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Updates to this individual's record on the FCA register.

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