Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiniti Financial Services Limited (no longer approved here)

    FRN 468631

    • CF1 Director (3 Sep 2007 to 17 Oct 2007)
    • CF3 Chief Executive (3 Sep 2007 to 17 Oct 2007)
    • CF8 Apportionment and Oversight (3 Sep 2007 to 17 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2003 to 1 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Oct 2003 to 1 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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