David William Winter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Winter Independent Financial Advisers Limited (no longer approved here)

    FRN 466658

    • SMF3 Executive Director (9 Dec 2019 to 23 Apr 2020)
    • CF11 Money Laundering Reporting (28 Jun 2012 to 20 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 20 Feb 2018)
    • Responsible for Insurance Mediation (22 May 2007 to 20 Feb 2018)
    • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (22 May 2007 to 20 Feb 2018)
    • CF1 Director (22 May 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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