Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF7 Group Entity Senior Manager (since 1 Jul 2025)
    • SMF4 Chief Risk (since 1 Jul 2025)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (14 Sep 2011 to 30 Apr 2013)
    • CF1 Director (AR) (14 Sep 2011 to 30 Apr 2013)
    • CF3 Chief Executive (8 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (9 Mar 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2014 to 8 Dec 2019)
    • CF3 Chief Executive (8 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Tutman LLP

    FRN 612721

    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (13 Aug 2014 to 8 Dec 2019)
    • CF4 Partner (13 Aug 2014 to 24 Jul 2017)
    • CF3 Chief Executive (13 Aug 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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