Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TUTMAN FUND SOLUTIONS LIMITED
FRN 122401
- SMF7 Group Entity Senior Manager (since 1 Jul 2025)
- SMF4 Chief Risk (since 1 Jul 2025)
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Thesis Asset Management Limited
FRN 114354
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (AR) (14 Sep 2011 to 30 Apr 2013)
- CF1 Director (AR) (14 Sep 2011 to 30 Apr 2013)
- CF3 Chief Executive (8 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (9 Mar 2006 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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THESIS Unit Trust Management Limited
FRN 186882
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (10 Jan 2014 to 8 Dec 2019)
- CF3 Chief Executive (8 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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Tutman LLP
FRN 612721
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (13 Aug 2014 to 8 Dec 2019)
- CF4 Partner (13 Aug 2014 to 24 Jul 2017)
- CF3 Chief Executive (13 Aug 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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