David William Nicholds

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A.G.B. Financial Services Limited

    FRN 467705

    • SMF16 Compliance Oversight (since 15 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (31 Oct 2017 to 8 Dec 2019)
  • The Wealth Group Limited

    FRN 443827

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Jan 2013)
    • CF11 Money Laundering Reporting (24 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jan 2014 to 8 Dec 2019)
    • CF1 Director (24 Sep 2009 to 8 Dec 2019)
  • Kendall Wadley Wealth Limited

    FRN 579272

    • (6)Employed By (since 16 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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