David William McMillan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (17 Jun 2010 to 30 May 2011)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (95)Employed By (17 Jun 2010 to 30 May 2011)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF21 Investment Adviser (16 Dec 2004 to 22 Dec 2004)
- CF22 Investment Adviser (Trainee) (24 Sep 2003 to 16 Dec 2004)
LMS Mortgage Consultants Ltd (no longer approved here)
FRN 126020
- Employed By (24 Sep 2003 to 16 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.