Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2023)
    • [FCA CF] Client dealing (since 19 Jan 2023)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Client dealing (4 Oct 2021 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 30 Sep 2022)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (30 Oct 2017 to 30 Sep 2022)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (30 Oct 2017 to 30 Sep 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 May 2016 to 20 Oct 2017)
  • David McCallig (no longer approved here)

    FRN 746895

    • Employed By (13 May 2016 to 20 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.