Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 19 Jan 2023)
- [FCA CF] Client dealing (since 19 Jan 2023)
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- [FCA CF] Client dealing (4 Oct 2021 to 30 Sep 2022)
- [FCA CF] Functions requiring qualifications (4 Oct 2021 to 30 Sep 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
- CF30 Customer (30 Oct 2017 to 30 Sep 2022)
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- Employed By (30 Oct 2017 to 30 Sep 2022)
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- CF30 Customer (13 May 2016 to 20 Oct 2017)
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- Employed By (13 May 2016 to 20 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.