David William Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NWIA Limited

    FRN 762499

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 12 Jun 2017)
    • CF10 Compliance Oversight (12 Jun 2017 to 8 Dec 2019)
    • CF1 Director (12 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Jun 2017 to 30 Sep 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (27 Jan 2015 to 9 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 9 Jun 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • NWIA Ltd (no longer approved here)

    FRN 200387

    • (1)Employed By (6 May 1999 to 9 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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