Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 17 Oct 2025)
    • (3)Employed By (25 Jan 2023 to 6 Feb 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Apr 2023)
    • CF30 Customer (since 31 Jan 2023)
    • CF1 Director (AR) (7 Mar 2023 to 2 Sep 2025)
  • Olive Tree Wealth Management Ltd (no longer approved here)

    FRN 912032

    • (2)Employed By (18 Jul 2025 to 3 Nov 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (14 Oct 2020 to 20 Dec 2022)
    • CF30 Customer (22 Sep 2020 to 20 Dec 2022)
  • Maple Leaf Financial Services Limited (no longer approved here)

    FRN 215157

    • (20)Employed By (22 Sep 2020 to 14 Feb 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Aug 2017 to 1 Oct 2020)
  • David Ingham (no longer approved here)

    FRN 786463

    • Employed By (22 Aug 2017 to 1 Oct 2020)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 30 Sep 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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