David William Hughff

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMITH & PINCHING FINANCIAL SERVICES LIMITED

    FRN 186616

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • Responsibility for MCD Intermediation (17 Jan 2024 to 9 Aug 2024)
    • CF1 Director (AR) (29 Apr 2009 to 23 Jan 2023)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Jul 2008)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • i4me Limited

    FRN 971687

    • SMF3 Executive Director (since 1 Feb 2023)
  • OVERBURYS FINANCIAL SERVICES LIMITED

    FRN 537653

    • (3)Employed By (since 4 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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