David William Hawkins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • [FCA CF] Manager of certification employee (since 3 Mar 2023)
  • Integrity Wealth Solutions Limited

    FRN 599257

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 16 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Feb 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 30 May 2023)
    • CF1 Director (6 Aug 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Aug 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (6 Aug 2013 to 16 Feb 2026)
    • Responsible for Insurance Mediation (6 Aug 2013 to 30 Sep 2018)
  • Hobsons Independent Financial Services Ltd (no longer approved here)

    FRN 212989

    • (7)Employed By (10 Sep 2002 to 10 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.