David William Guard

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoyl Independent Advisers Ltd

    FRN 433927

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 31 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 5 Oct 2021)
    • [FCA CF] Client dealing (since 5 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2021)
  • Create FM Ltd

    FRN 585747

    • Employed By (since 22 Oct 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (20 Aug 2012 to 30 Sep 2021)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (10 May 2004 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.