Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (23 Jun 2006 to 30 Apr 2007)
    • CF26 Customer Trading (23 Jun 2006 to 30 Apr 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (23 Jun 2006 to 30 Apr 2007)
    • CF26 Customer Trading (23 Jun 2006 to 30 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.