David William Carfray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 May 2023)
    • [FCA CF] Client dealing (since 19 May 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 18 Sep 2009)
    • CF21 Investment Adviser (9 Jun 2003 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (9 Jun 2003 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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