David William Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castle Financial Consultants Limited

    FRN 793987

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 1 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 May 2019 to 8 Dec 2019)
  • R & G FINANCIAL SERVICES LTD (no longer approved here)

    FRN 222066

    • CF21 Investment Adviser (19 Jul 2004 to 15 Jun 2006)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (15 Sep 2003 to 18 Jun 2004)
    • CF22 Investment Adviser (Trainee) (4 Nov 2002 to 15 Sep 2003)
  • R & G Financial Services Limited (3164) (no longer approved here)

    FRN 196060

    • (7)Employed By (27 Jul 2001 to 18 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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