David William Bateman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited

    FRN 141309

    • SMF22 Other Local Responsibility (since 8 Feb 2021)
    • SMF22 Other Local Responsibility (18 Aug 2016 to 7 Sep 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 8 Feb 2021)
    • [FCA CF] Significant management (7 Mar 2016 to 8 Feb 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 Feb 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Feb 2021)
    • CF30 Customer (5 Jul 2010 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (5 Jul 2010 to 26 Sep 2013)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF26 Customer Trading (13 Jan 2006 to 27 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.