David William Appleton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 14. Managing investments
    • [FCA CF] Client dealing (since 24 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
    • [FCA CF] Client dealing (16 Nov 2020 to 13 Nov 2022)
  • ALDER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 122428

    • CF30 Customer (1 Nov 2007 to 7 Jun 2013)
    • CF27 Investment Management (10 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Aug 2003 to 10 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.