Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (since 27 Aug 2020)
- [FCA CF] Significant management (since 31 May 2019)
- Director of firm who is not a certification employee or a SMF manager (31 May 2019 to 27 May 2021)
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- Responsibility for MCD Intermediation (21 Mar 2016 to 23 Aug 2016)
- SMF1 Chief Executive (7 Mar 2016 to 23 Aug 2016)
- SMF7 Group Entity Senior Manager (7 Mar 2016 to 23 Aug 2016)
- SMF5 Head of Internal Audit (7 Mar 2016 to 23 Aug 2016)
- CF8 Apportionment and Oversight (11 Apr 2002 to 31 Mar 2009)
- CF3 Chief Executive (11 Apr 2002 to 6 Mar 2016)
- CF10 Compliance Oversight (1 Mar 2002 to 2 May 2002)
- CF1 Director (7 Feb 2002 to 6 Mar 2016)
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- CF1 Director (AR) (1 May 2002 to 29 Jul 2016)
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- (19)Employed By (1 May 2002 to 29 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.