David Wayne Cain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Cain (no longer approved here)

    FRN 558646

    • Employed By (10 Aug 2011 to 11 Jul 2012)
  • CAPITAL SYSTEMATICS LTD. (no longer approved here)

    FRN 472818

    • CF30 Customer (16 Apr 2010 to 11 Jul 2012)
  • ARC Partners LLP (no longer approved here)

    FRN 467068

    • CF30 Customer (1 Nov 2007 to 20 Dec 2007)
    • CF23 Corporate Finance Adviser (18 Jun 2007 to 31 Oct 2007)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF1 Director (1 Dec 2001 to 10 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.