David Walter Barnett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (12 Feb 2018 to 26 Feb 2021)
Clearwater Wealth Management (no longer approved here)
FRN 401714
- Employed By (12 Feb 2018 to 26 Feb 2021)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (14 Dec 2016 to 27 Jan 2017)
TWA Finance Limited (no longer approved here)
FRN 755259
- Employed By (14 Dec 2016 to 27 Jan 2017)
GATE CAPITAL GROUP LTD. (no longer approved here)
FRN 189170
- CF30 Customer (17 Sep 2014 to 28 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.