David Wade

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Nov 2025)
    • SMF18 Other Overall Responsibility (since 17 Sep 2025)
  • Goldman Sachs International

    FRN 142888

    • SMF18 Other Overall Responsibility (since 17 Sep 2025)
    • [PRA CF] Managing a material risk taker (since 25 Mar 2021)
    • [FCA CF] Significant management (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Goldman Sachs Bank USA

    FRN 582328

    • [FCA CF] Client dealing (since 1 Jan 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (31 Oct 2008 to 9 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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