David Victor McCarthy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (24 Jul 2017 to 2 Oct 2019)
    • [FCA CF] Manager of certification employee (3 Oct 2016 to 2 Oct 2019)
    • CF30 Customer (30 Oct 2013 to 6 Mar 2016)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (22 Dec 2011 to 15 Oct 2013)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 28 Aug 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.