David Vaughan Walton

Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jul 2025)
    • CF30 Customer (5 Apr 2016 to 15 Jul 2025)
  • Vitty Alexander Wealth Management Ltd (no longer approved here)

    FRN 417403

    • Employed By (5 Mar 2019 to 15 Jul 2025)
  • David Walton (no longer approved here)

    FRN 742561

    • Employed By (5 Apr 2016 to 4 Mar 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 Jul 2009 to 31 Jan 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF21 Investment Adviser (27 Jul 2004 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.