Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brookwell Mortgages Ltd
FRN 912974
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Feb 2021)
- Responsibility for MCD Intermediation (since 3 Feb 2020)
- Responsible for Insurance Distribution (since 3 Feb 2020)
- SMF16 Compliance Oversight (since 5 Sep 2019)
- SMF3 Executive Director (since 5 Sep 2019)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jan 2020)
- CF1 Director (AR) (2 Jun 2009 to 27 Jan 2020)
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- CF1 Director (AR) (31 Jul 2019 to 21 Feb 2020)
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- Employed By (24 Nov 2005 to 21 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
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