Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ADVOCATE FINANCE LIMITED
FRN 592830
- [FCA CF] Significant management (since 9 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF10 Compliance Oversight (10 May 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (11 Mar 2013 to 30 Sep 2018)
- CF1 Director (11 Mar 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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