David Timothy Razzell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP E&C Limited
FRN 146880
- [FCA CF] Client dealing (since 3 Jul 2023)
GFI Securities Limited (no longer approved here)
FRN 184801
- [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2021)
- CF30 Customer (4 Feb 2017 to 8 Dec 2019)
TP ICAP Global Markets Americas LLC (no longer approved here)
FRN 549855
- CF30 Customer (13 Jan 2016 to 13 Jan 2017)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (6 Jul 2015 to 13 Jan 2017)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 11 Dec 2014)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF21 Investment Adviser (7 Mar 2006 to 11 Aug 2006)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF21 Investment Adviser (7 Mar 2006 to 11 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.