Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R C Brown Investment Management Plc (no longer approved here)

    FRN 146002

    • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 31 Mar 2026)
    • [FCA CF] Client dealing (31 Mar 2021 to 31 Mar 2026)
    • CF30 Customer (22 Jul 2015 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (15 Nov 2007 to 16 Apr 2015)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF27 Investment Management (1 Dec 2001 to 3 Sep 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2007)
    • CF26 Customer Trading (1 Dec 2001 to 3 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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