David Thornton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN,THORNTON & LEE INDEPENDENT FINANCIAL ADVISERS LLP (no longer approved here)

    FRN 428648

    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF11 Money Laundering Reporting (12 May 2005 to 30 Dec 2012)
    • CF21 Investment Adviser (12 May 2005 to 31 Oct 2007)
    • CF4 Partner (12 May 2005 to 31 Mar 2013)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF7 Sole Trader (AR) (1 Dec 2001 to 19 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2005)
  • David Thornton (no longer approved here)

    FRN 200704

    • Employed By (4 Nov 1999 to 19 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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