Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 24 Nov 2010)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2006 to 9 Mar 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (19 Jan 2006 to 27 Apr 2007)
    • CF7 Sole Trader (AR) (30 Sep 2005 to 19 Dec 2005)
    • CF22 Investment Adviser (Trainee) (30 Sep 2005 to 19 Jan 2006)
  • David Black (no longer approved here)

    FRN 438759

    • Employed By (30 Sep 2005 to 27 Apr 2007)
  • Worldwide Financial Planning Limited (no longer approved here)

    FRN 185798

    • Employed By (18 Nov 2003 to 30 Sep 2005)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.