Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 26 Jul 2023)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • David Thompson Independent Financial Consultant (no longer approved here)

    FRN 164943

    • Employed By (1 Dec 2001 to 26 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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