David Thomas Hawkings

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Delta Financial Management Limited (no longer approved here)

    FRN 138197

    • CF2 Non Executive Director (12 May 2014 to 6 Apr 2016)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (1 Dec 2001 to 27 Mar 2014)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jun 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Feb 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.