Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Client dealing (16 May 2023 to 31 Jan 2024)
    • [FCA CF] Material risk taker (26 Sep 2022 to 11 Jun 2024)
    • [FCA CF] Significant management (11 May 2022 to 31 Jan 2024)
  • PATRIZIA PROPERTY INVESTMENT MANAGERS LLP (no longer approved here)

    FRN 475264

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Dec 2021)
    • Responsible for Insurance Distribution (2 Oct 2019 to 23 Dec 2021)
    • CF10 Compliance Oversight (18 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Sep 2019 to 8 Dec 2019)
    • CF28 Systems and controls (4 May 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.