David Telford

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

David Telford Mortgages Ltd
FRN 475742
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 22 Apr 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 20 Oct 2016)
- Responsible for Insurance Mediation (1 Feb 2008 to 30 Sep 2018)
- CF11 Money Laundering Reporting (1 Feb 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Feb 2008 to 8 Dec 2019)
- CF1 Director (1 Feb 2008 to 8 Dec 2019)
Independent Financial Research Ltd (3018) (no longer approved here)
FRN 192519
- (1)Employed By (7 Jul 2000 to 17 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.