David te Brake

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credo Capital Limited

    FRN 192204

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 4 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2024)
  • Anchor Capital Asset Management (UK) Limited

    FRN 983917

    • (12)[FCA CF] Client dealing (since 17 Aug 2023)
    • (9)SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Mar 2023)
    • (10)SMF16 Compliance Oversight (since 2 Mar 2023)
    • (11)SMF3 Executive Director (since 2 Mar 2023)
  • Global WealthMAP Ltd (no longer approved here)

    FRN 827170

    • CF1 Director (AR) (10 Oct 2023 to 29 May 2025)
    • [FCA CF] Client dealing (23 Dec 2021 to 27 May 2025)
    • CF30 Customer (23 Dec 2021 to 29 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Anchor Capital Asset Management (UK) Limited

  2. controlled function removed: SMF3 Executive Director at Anchor Capital Asset Management (UK) Limited

  3. controlled function removed: [FCA CF] Client dealing at Anchor Capital Asset Management (UK) Limited

  4. controlled function removed: SMF16 Compliance Oversight at Anchor Capital Asset Management (UK) Limited

  5. controlled function added: (9)SMF17 Money Laundering Reporting Officer (MLRO) at Anchor Capital Asset Management (UK) Limited

  6. controlled function added: (10)SMF16 Compliance Oversight at Anchor Capital Asset Management (UK) Limited

  7. controlled function added: (11)SMF3 Executive Director at Anchor Capital Asset Management (UK) Limited

  8. controlled function added: (12)[FCA CF] Client dealing at Anchor Capital Asset Management (UK) Limited