David Tait

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited

    FRN 124431

    • [FCA CF] Significant management (since 1 Sep 2021)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (9 Jun 2009 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2009)
    • CF21 Investment Adviser (22 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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