David Sydney Quy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Crawford Dean Wealth Management Ltd (no longer approved here)
FRN 943783
- Employed By (9 Feb 2021 to 8 Jul 2021)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jul 2021)
- CF1 Director (AR) (21 Jun 2013 to 3 Jul 2017)
- CF30 Customer (21 Jun 2013 to 8 Jul 2021)
Crawford Dean Wealth Management Limited (no longer approved here)
FRN 840158
- Employed By (16 Apr 2019 to 8 Jul 2021)
Crawford Dean Wealth Management Limited (no longer approved here)
FRN 654482
- Employed By (30 Jun 2017 to 8 Jul 2021)
David Quy Wealth Management Ltd (no longer approved here)
FRN 602060
- Employed By (21 Jun 2013 to 30 Jun 2017)
Quy Long Financial Services Ltd (no longer approved here)
FRN 182700
- (6)Employed By (11 Nov 1998 to 29 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.